THERAVANCE BIOPHARMA, INC.
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(Name of Issuer)
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Ordinary Shares, par value, $0.00001
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(Title of Class of Securities)
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G8807B106
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(CUSIP Number)
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Telephone: +44 (0)208 047 5000
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(Name, Address and Telephone Number of Person
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June 17, 2020
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(Date of Event which Requires Filing of this Statement)
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Cusip No. G8807B106
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13 D/A6
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Page 2 of 4
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1
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NAMES OF REPORTING PERSONS
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GlaxoSmithKline plc
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC |
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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England and Wales |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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9,644,807
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8
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SHARED VOTING POWER
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-0-
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9
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SOLE DISPOSITIVE POWER
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9,644,807
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10
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SHARED DISPOSITIVE POWER
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-0-
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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9,644,807 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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15.3% (2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Cusip No. G8807B106
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13 D/A6
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Page 3 of 4
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Item 2.
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Identity and background
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Item 4.
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Purpose of Transaction.
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Cusip No. G8807B106
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13 D/A6
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Page 4 of 4
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GLAXOSMITHKLINE PLC
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By:
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/s/ Victoria A. Whyte
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Victoria A. Whyte
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Authorized Signatory
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Name
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Business Address
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Principal Occupation or Employment
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Citizenship
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Board of
Directors
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Emma Walmsley
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Executive Director and Chief Executive Officer
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British
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Charles Bancroft
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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US
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Manvinder Singh Banga
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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British & Indian
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Dr. Hal Barron
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269 E. Grand Avenue,
South San Francisco,
CA 94080
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Chief Scientific Officer & President, R&D
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US
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Dr. Vivienne Cox
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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British
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Lynn Elsenhans
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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US
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Dr. Jesse Goodman
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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US
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Dr Laurie Glimcher
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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US
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Judy Lewent
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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US
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Name
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Business Address
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Principal Occupation or Employment
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Citizenship
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Iain MacKay
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Executive Director & Chief Financial Officer
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British
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Urs Rohner
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Company Director
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Swiss
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Jonathan Symonds
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Chairman and Company Director
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British
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Corporate
Executive Team
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Emma Walmsley
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Executive Director and Chief Executive Officer
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British
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Dr. Hal Barron
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269 E. Grand Avenue,
South San Francisco,
CA 94080
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Chief Scientific Officer & President, R&D
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US
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Roger Connor
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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President, Global Vaccines
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Irish
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Diana Conrad
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Senior Vice President, Human Resoures
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Canadian
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James Ford
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Senior Vice President & General Counsel
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British & US
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Nick Hirons
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Senior Vice President, Global Ethics and Compliance
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British & US
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Sally Jackson
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Senior Vice President, Global Communications and CEO Office
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British
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Iain MacKay
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Executive Director & Chief Financial Officer
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British
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Brian McNamara
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184 Liberty Corner Road
Warren
NJ, 07059
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Chief Executive Officer, GSK Consumer Healthcare
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US
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Luke Miels
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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President, Global Pharmaceuticals
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Australian
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David Redfern
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Chief Strategy Officer
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British
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Regis Simard
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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President Pharmaceutical Supply Chain
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French & British
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Karenann Terrell
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Chief Digital and Technology Officer
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Canadian
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Philip Thomson
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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President, Global Affairs
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British
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Deborah Waterhouse
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980 Great West Road
Brentford
Middlesex, England
TW8 9GS
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Chief Executive Officer of ViiV Healthcare
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British
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